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Purified Water System Validation | Steps, Phases, and Compliance Guide

Commissioning, qualification, first, second and third phases of validation, their documentation and sampling schedule in purified water system validation.
In pharmaceutical industry, water is the most critical utility used in manufacturing process and washing of equipment. It is used as the raw material, cleaning agent and a medium in formulation. Water should meet its quality standard because it comes in direct contact with the drug products.

Purified Water System

Purified water grade water is used in non-parenteral pharmaceutical products. To ensure its quality, it must meet pharmacopeia specification and the entire water generation, storage and distribution system must be validated properly. This post will provide a detailed overview of purified water system validation including its procedure, stages, acceptance criteria and required documentation.

Understanding Purified Water

According to US Pharmacopeia, Purified Water is water that has been treated to remove chemical and microbial impurities. It must meet the standards for conductivity, TOC and microbial limits defined monograph Purified Water USP<1231>.

Purified water is generally used in preparation of nonsterile formulations, cleaning of equipment and containers, intermediate rinse in manufacturing and preparation of culture media used for microbiological analysis. Purification methods of purified water include reverse osmosis (RO) ,deionization (DI), distillation and ultrafiltration (UF).

Purpose of Purified Water System Validation

Purified water system validation ensures that it consistently produces water that meets the specification under routine operating conditions. The objectives are to:
  • Verify design suitability of generation, storage and distribution systems.
  • Confirm that microbial and chemical quality is controlled within specified limits.
  • Demonstrates system reliability through consistent performance data.
  • Establish operating, cleaning and sanitizing parameters.
Regulatory authorities like USFDA, EMA and WHO expect documented evidence to ensure that the water system operates within specified limits all the time.

Components of a Purified Water System

A pharmaceutical purified water system includes following components.
1. Feed Water Treatment Unit: Feedwater is treated by filtration, softener and carbon filtration.
2. Purification Unit: Purification of water is done by reverse osmosis, ion exchange or distillation.
3. Storage Tank: Stored water is used for distribution to provide consistent supply. It maintains water quality and prevents contamination.
4. Distribution Loop: It circulates purified water to user points in manufacturing area through piping.

Each component of purified water system must be constructed from stainless steel (SS316L) or other non-reactive material with minimum dead legs and smooth internal surfaces to prevent microbial growth.

Key Parameters in Purified Water Quality

Purified water must meet pharmacopeia requirements in USP monograph <1231>. Key parameters are:
Conductivity: ≤ 1.3 µS/cm at 25°C
Total Organic Carbon (TOC): ≤ 500 ppb
Microbial count: ≤ 100 CFU/mL (as per USP)
Absence of pathogens such as E. coli, Salmonella, Pseudomonas and staphylococcus.
Additional analysis specification may be included such as pH, temperature and flow rate monitoring.

Steps in Purified Water System Validation

Purified water system validation is performed in three major stages.

A. Installation Qualification (IQ)

Installation qualification helps to verify that all components of the water system are installed according to design specification.

Activities:

  • Review design documents P&IDS and equipment drawings.
  • Verify material certificates like SS316L for piping and gaskets etc.
  • Check all welding records and surface finish for storage tank and distribution pipeline (Ra ≤ 0.6 µm).
  • Verify all calibration of sensors, meters and conductivity probes for their proper working.
  • Verify utilities and instruments used in the water system.
All installation details of system and components should be documented properly and any observed deviation should be addressed before moving to the next phase.

B. Operational Qualification (OQ)

Operational qualification helps to ensure that the water system operates according to the predefined standard parameters.

Activities:

  • Verify the alarm, interlocks and control sequences
  • Test pumps, valves, sensors and sanitization cycles
  • Check system for high and low flow conditions
  • Check calibration and verify all online monitoring devices such as conductivity meter, TOC meter and temperature monitor.
  • Establish operating ranges and alert/action limits for all testing parameters.
Once all functions operate as designed, OQ data is reviewed and approved before performance qualification begins.

C. Performance Qualification (PQ)

Performance qualification is the main part purified water system validation. It helps to confirm that system is able to consistently produce purified water that meets established specification during extended operation. Performance qualification of purified water system is done in three phases.

Phase I:

Water sampling and testing should be done for 2 to 4 weeks to monitor the water system. During this phase, water system should operate continuously without failure. Following things should be considered during this phase.
  • Sampling and testing of the raw water i.e. feed water should be done to monitor its quality.
  • Sampling after each step should be done daily.
  • Chemical and microbiological testing should be done as per the approved specification.
  • Operating, cleaning, sanitizing and maintenance procedures should be finalized during this phase.
  • Ensure the production of the required quantity of water.
  • Alert and action limits should be verified after this phase.

Phase II:

A 2 to 4 week testing should be done again in phase II to monitor the water system intensively. Sampling frequency shall remain as per the previous phase. Water can be used for manufacturing during this phase of water validation.

The demonstration should be done that the water system is producing the required quality and quantity of water while operated according to the relevant SOP.

Phase III:

After the successful completion of phase II, phase III runs for one year. We can use water for manufacturing during this phase.
  • The frequency of sampling and testing should be reduced in this phase after successful completion of phase I&II.
  • Seasonal variations are observed in this phase of validation i.e. seasonal trending shall be done.
After successful completion of performance qualification, the purified water system is considered validated.

Water System Validation Stages
Sampling Plan

Sampling is important in purified water system validation and routine monitoring. Sample must be collected from:
  • Raw water inlet
  • Post-treatment stages (softener, RO, UV, etc.)
  • Purified water storage tank
  • Return line and use points
Samples must be collected aseptically in sterile containers. Microbial analysis should be done immediately after sampling to avoid microbial growth during simple storage.

Parameter Test Method Frequency (During Validation)
Conductivity Online/Offline Daily
TOC Online Analyzer or Offline Daily
Microbial Count Plate Count Daily
Temperature Continuous Monitoring Continuous
pH Offline Daily

After validation of purified water system, routine monitoring frequency may be reduced to an established schedule defined by risk assessment.

Sanitization and Maintenance

Microbial growth is a major concern in water systems. Sanitization of water tank and distribution system prevents microbial growth and formation of biofilm.

Sanitization Methods

  • Hot water sanitization at 80-85° C is most effective and widely used sanitization technique for water systems.
  • Sanitization can be done by using chemicals like perchloric acid, hydrogen peroxide or ozone.
  • UV sterilization is used for microbial control in storage tank and distribution loops.
Regular preventive maintenance of filters, membranes and sensors ensures continuous compliance of purified water system.

Biofilm Formation in Water System
Alert and Action Limits

Alert and action limits help detecting deviations before water quality fails.
Example for microbial control
Alert Limit: 50 CFU/mL
Action Limit: 100 CFU/mL

For conductivity and TOC, alert and action limits should be set on the basis of validating data and pharmacopeial criteria for these tests. If limit exceeds action limits, investigation should be conducted and take corrective action and possible revalidation.

Documentation and Reports

Documentation of purified water system validation is important for regulatory compliance. Validation documentation includes following reports.
  • Design Qualification (DQ) Report
  • IQ, OQ, PQ Protocols and Reports
  • Calibration Certificates
  • P&ID Diagrams and Flow Schematics
  • Sampling and Test Records
  • Deviation and CAPA Reports
  • Final Validation Summary Report
All reports and protocols must be reviewed approved and archived according to the quality management system of the company.

Revalidation Requirements

Purified water system in pharmaceutical requires periodic revalidation to ensure consistent quality of water. Revalidation should be performed in following conditions.
  • Annually or biannual depending on the risk assessment.
  • After major changes like equipment replacement, piping modification or software upgrade.
  • After finding any microbial contamination in the system.
Revalidation generally focuses on PQ testing and verification of critical parameters.

Common Challenges and Practical Tips

A. Biofilm Formation: Biofilm formation is the biggest problem of water systems in pharmaceuticals. Regular sanitization and maintaining turbulent flow having velocity > 1m/s help to prevent biofilm formation in water system and distribution line.

B. Temperature Fluctuations: If water system runs at ambient temperature that supports microbial growth. Hot water circulation > 70° C minimizes the microbial growth in water system.

C. Sampling Errors: Simple from water system, storage tank and user points should be collected aseptically and in sterile containers. Improper sampling may increase microbial count during analysis.

D. Inadequate Design: Poor loop design with long pipelines and dead legs can cause stagnation of water. Proper design review at the time of design qualification (DQ) can prevent future issues.

Regulatory Expectations

Regulatory agencies require validation and control of water systems. Key guidance documents for validation and quality of water in pharmaceuticals include:
  • FDA Guide to Inspection of High Purity Water Systems
  • WHO Technical Report Series No. 970, Annex 2 (2012)
  • EU GMP Annex 1 and Annex 15
  • USP <1231>: Water for Pharmaceutical Purposes
These guidelines highlight the requirement of design qualification, validation, monitoring and maintenance to ensure consistent production of water with required quality.

Purified water system validation is not one time activity but it is a continuous process to ensure microbiological and chemical quality of purified water used in pharmaceutical manufacturing.

From design and installation to performance qualification and continuous monitoring every step must be scientifically justified and well documented. A properly validated purified water system is the backbone of GMP compliance and it shows company’s commitment to product quality and patient safety.

Frequently Asked Questions on Purified Water System Validation


Q1. What is purified water system validation?

Answer: Purified water system validation is a documented process like other validations to verify that a water generation, storage and distribution system consistently produces water for pharmaceutical use that meets chemical and microbial quality requirements.

Q2. Why is water system validation important in pharmaceuticals?

Answer: Purified water is used in every stage of manufacturing process. Validation ensures that water system is consistently delivers water of required purity, without contamination that ensures compliance with GMP and pharmacopeial standards.

Q3. What are the stages of purified water system validation?

Answer: There are three main stages of purified water system validation those are generally followed in pharmaceutical industry.
Installation Qualification (IQ): IQ helps to verify that installation is done as per pre approved design.
Operational Qualification (OQ): OQ confirms that all components of water system are functioning correctly as required.
Performance Qualification (PQ): PQ is the real part of validation that demonstrates consistent production of purified water meeting specifications.

Q4. Which parameters are tested during validation?

Answer: Water samples tested for parameters during water system validation are conductivity, pH, total organic carbon, temperature and microbial count.

Q5. What is the duration of purified water system validation?

Answer: Performance qualification of purified water system is divided into three phases.
Phase 1: Intensive monitoring (daily sampling).
Phase 2: Routine operation with reduced sampling.
Phase 3: Normal operational control to confirm system stability.

Q6. What are the acceptance criteria for purified water during validation?

Answer: General tests have following limits.
  • Conductivity should be ≤ 1.3 µS/cm at 25°C,
  • Total Organic Carbon (TOC) should be ≤ 500 ppb and
  • Microbial count should be ≤ 100 CFU/ml of water.
These limits may slightly different, depending on different pharmacopeial standards.

Q7. What materials (MOC) are used in purified water systems?

Answer: Distribution pipeline and other components should be made of stainless steel (SS-316L) or higher grade plastic materials like PVDF. Material should be corrosion resistant and must have smooth internal finish.

Q8. How is the performance of online analyzers and meters verified?

Answer: Online instruments like TOC Analyzer and Conductivity meters are verified and calibrated during operational qualification (OQ). These are rechecked and calibrated on monthly basis with certified reference standards.

Q9. What is the main cause of microbial contamination in purified water systems?

Answer: The main cause of microbial contamination in purified water system is poor design that as dead legs, improper and delayed sanitization and failure to maintain temperature.

Q10. How is biofilm formation prevented?

Answer: Biofilm formation in purified water system can be prevented by maintaining high water velocity, frequent sanitization, slope design for complete drainage and avoiding dead legs.
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Ankur Choudhary is India's first professional pharmaceutical blogger, author and founder of pharmaguideline.com, a widely-read pharmaceutical blog since 2008. Sign-up for the free email updates for your daily dose of pharmaceutical tips.
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5 comments: Post Yours! Read Comment Policy ▼

  1. Before starting phase-I, you should perform Challenging test for Auto dump valves and hold time study. During the phase-I validation drain time study also to be done.

    ReplyDelete
  2. What is the minimum velocity required in return loop of Purified water system as per USP?

    ReplyDelete
  3. Actions to be taken after changing EDI of previously qualified water station?

    ReplyDelete
  4. hii can anyone suggest how we can outsource purifies water and what document we have to prepare for it

    ReplyDelete
  5. hii can anyone suggest how we can outsource purifies water and what document we have to prepare for it

    ReplyDelete

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